Trusted Advisors in a Complex Regulatory Environment
Financial services organizations operate within one of the most complex and highly regulated industries, where financial reporting, internal controls, and investor confidence are closely connected. For more than 45 years, Grassi has served investment funds and regulated financial institutions, advising on the audit, reporting, and operational decisions that affect regulatory standing and long-term credibility.
Grassi is PCAOB-registered and inspected and serves clients across the U.S. and internationally through PrimeGlobal. Our professionals offer high-touch, engaged service to help clients make audit, reporting, and advisory decisions that affect regulatory standing, investor confidence, and long-term growth.
Employee-Owned, Delivering Value Beyond Compliance
Grassi delivers value beyond traditional compliance. Our team of experienced professionals remains closely engaged with each client, providing advisory support with a broader focus on risk management, operational complexity, and growth.
As an employee-owned firm operating under an Employee Stock Ownership Plan (ESOP), Grassi is structured to support long-term accountability and independence. Because our professionals are invested in the firm’s future, clients benefit from objective judgment, practical recommendations, and consistent execution free from outside influence or short-term pressures.
Who We Serve
Financial services organizations face different regulatory and operating pressures depending on structure, oversight, and growth stage. Grassi supports distinct segments of the financial services industry, each with its own regulatory and operational considerations.
Broker-Dealers
For SEC and FINRA registered broker-dealers operating under continuous regulatory supervision, examination, and reporting obligations.
Family Office
For family offices overseeing complex wealth structures and reporting requirements, we provide strategic guidance to strengthen coordination and long-term financial clarity.
Fintech Companies
For fintech firms facing rapid innovation and evolving regulatory expectations, we deliver advisory support for scalable models.
Hedge Funds
For hedge fund managers balancing investor reporting, regulatory oversight, and ongoing operational requirements across the fund lifecycle.
Private Equity
For private equity firms navigating transactions, portfolio company oversight, and financial reporting considerations from acquisition through exit.
Registered Investment Advisors
For registered investment advisors managing fiduciary responsibilities, SEC oversight, and the operational demands of firm growth.